Software als Schutzgegenstand des Europäischen Urheberrechts

AuthorChristian Heinze
PositionDr. iur., LL.M. (Cambridge), Wissenschaftlicher Referent, Max-Planck-Institut für ausländisches und internationales Privatrecht, Hamburg.
Pages97-113
Software als Schutzgegenstand des Europäischen Urheberrechts
2011
97
2
Abstract: After 20 years of silence, two recent
references from the Czech Republic (Bezpečnostní
softwarová asociace, Case C-393/09) and from the
English High Court (SAS Institute, Case C-406/10)
touch upon several questions that are fundamen-
tal for the extent of copyright protection for soft-
ware under the Computer Program Directive 91/250
(now 2009/24) and the Information Society Direc-
tive 2001/29. In Case C-393/09, the European Court
of Justice held that “the object of the protection con-
ferred by that directive is the expression in any form
of a computer program which permits reproduction
in different computer languages, such as the source
code and the object code.” As “any form of expression
of a computer program must be protected from the
moment when its reproduction would engender the
reproduction of the computer program itself, thus en-
abling the computer to perform its task,” a graphical
user interface (GUI) is not protected under the Com-
puter Program Directive, as it does “not enable the
reproduction of that computer program, but merely
constitutes one element of that program by means
of which users make use of the features of that pro-
gram.” While the definition of computer program and
the exclusion of GUIs mirror earlier jurisprudence in
the Member States and therefore do not come as a
surprise, the main significance of Case C-393/09 lies
in its interpretation of the Information Society Direc-
tive. In confirming that a GUI “can, as a work, be pro-
tected by copyright if it is its author’s own intellectual
creation,” the ECJ continues the Europeanization of
the definition of “work” which began in Infopaq (Case
C-5/08). Moreover, the Court elaborated this concept
further by excluding expressions from copyright pro-
tection which are dictated by their technical function.
Even more importantly, the ECJ held that a television
broadcasting of a GUI does not constitute a commu-
nication to the public, as the individuals cannot have
access to the “essential element characterising the
interface,” i.e., the interaction with the user. The ex-
clusion of elements dictated by technical functions
from copyright protection and the interpretation of
the right of communication to the public with refer-
ence to the “essential element characterising” the
work may be seen as welcome limitations of copy-
right protection in the interest of a free public domain
which were not yet apparent in Infopaq. While Case
C-393/09 has given a first definition of the computer
program, the pending reference in Case C-406/10 is
likely to clarify the scope of protection against non-
literal copying, namely in how far the protection ex-
tends beyond the text of the source code to the de-
sign of a computer program and where the limits of
protection lie as regards the functionality of a pro-
gram and mere “principles and ideas.” In light of the
travaux préparatoires, it is submitted that the ECJ is
also likely to grant protection for the design of a com-
puter program, while excluding both the functional-
ity and underlying principles and ideas from protec-
tion under the European copyright directives.
Software als Schutzgegenstand des
Europäischen Urheberrechts
by Christian Heinze, Hamburg
Dr. iur., LL.M. (Cambridge), Wissenschaftlicher Referent, Max-Planck-Institut für ausländisches und
internationales Privatrecht, Hamburg.
© 2011 Christian Heinze
Everybody may disseminate this ar ticle by electr onic means and make it ava ilable for download under the terms a nd
conditions of the Digit al Peer Publishing Licence (DPPL). A copy of the license tex t may be obtained at http://nbn-resolving.
de/urn:nbn:de:00 09-dppl-v3-en8 .
Recommended citation: Chr istian Heinze, Software als Schutzgegenstand des Europäischen U rheberrechts, 2 (2011) JIPITEC
97, para. 1.
Keywords: Computerprogramm, Software, Richtlinie 2009/24, Richtlinie 91/250, Richtlinie 2001/29, Pro-
grammcode, Steuerungsfunktion, Benutzeroberfläche, Idee(n) und Grundsätze, Algorithmen, Pro-
grammiersprachen, Individualität, Werkbegriff, öffentliche Wiedergabe, Programmstruktur, Schnitt-
stelle, Individualität, Originalität
2011
Christian Heinze
98
2

  
       
    
   
   
   






  
 
 
 
 
  
 
  
   





  
   

   

  
   

A. Computerprogramme
zwischen Urheberrecht und
Sonderrechtsschutz
1 






   
   







  


  


2

 
  
   




  
  

   

  

B. Schutzgegenstand und
Schutzvoraussetzungen nach der
Computerprogrammrichtlinie
3


  
   
      
  

I. Schutzgegenstand
4
 


  
  




 
   

 
  
 
   






1. Die Definition des Computerprogramms
durch Programmcode und
Steuerungsfunktion
5
   
 
  

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