Self-determination in New Contexts: The Self-determination of Refugees and Forced Migrants in International Law
Author | Kathleen McVay |
Position | LL.M. Candidate in Public International Law, Utrecht University; LL.B., Australian National University School of Law; B.A. in International Relations, Australian National University College of Arts and Social Sciences |
Pages | 36-52 |
Self-determination in New Contexts: e Self-determination of
Refugees and Forced Migrants in International Law
Kathleen McVay
Merkourios 2012 – Volume 28/Issue 75, Article, pp. 36-52.
URN:NBN:NL:UI:10-1-112856
ISSN: 0927-460X
URL: www.merkourios.org
Publisher: Igitur, Utrecht Publishing & Archiving Services
Copyright: this work has been licensed by the Creative Commons Attribution License (3.0)
Keywords
Self-determination, Refugees, Migrants, Denition of Peoples, Human Rights, Ethnicity
Abstract
e international movement of people as a result of conict, natural disaster, and famine is increasingly challenging for
States. e Refugee Convention and its additional protocols have proven to be inadequate for protecting many people from
human rights abuses. Accordingly this paper seeks to ascertain whether self-determination may operate to protect permanent
refugee and forced migrant communities. Self-determination is a human right that has attracted considerable controversy.
However, its universal applicability and the strength of the right make it an attractive means of limiting the power of a State
in respect of refugee and forced migrant communities. Drawing from historical analogy this article concludes that in limited
circumstances self-determination may be available for permanent refugee or forced migrant communities.
Author Aliations
LL.M. Candidate in Public International Law, Utrecht University; LL.B., Australian National University School of Law;
B.A. in International Relations, Australian National University College of Arts and Social Sciences. e author would like to
thank Matthew Zagor of the ANU School of Law for his work in supervising this article and the Merkourios Editorial Board.
Article
Merkourios - International and European Migration Law - Vol. 28/75 36
Case Note
Article
I. Introduction
Self-determination may be broadly dened as a right of peoples under international law to exist and have access to government.
is right has created controversy because it may challenge the State system through a derogation of the principle of territorial
integrity. ere is a resulting tension in the principle between the interests of the States and the interests of the peoples it seeks
to protect. is tension has lead to the creation of a principle that is both multifaceted and ambiguous.
International refugee law has faced similar problems. Refugee and forced migrants (that is, people who are forced to ee
from their home States, but do not t within the Refugee Convention1 denition of refugees) challenge notions of territorial
supremacy and State sovereignty.2 ese notions compete with the issues that arise under international human rights law and
international humanitarian law.
e purpose of this article is to ascertain whether refugees and forced migrants may possess a right of self-determination in
international law. In three chapters, the paper will survey the relevant literature, drawing on case studies to compare and
contrast with the article subject. e rst chapter will analyse the denition of peoples to see whether a refugee or forced
migrant community may t within that framework. e next chapter will examine the nature of self-determination as a
principle of international law, including threshold requirements in light of its application to refugee and forced migrant
groups. e nal chapter will investigate the content of self-determination, with particular focus on how the obligation may
be breached and the potential remedies that are available to refugee and forced migrant groups who meet the denition of
peoples.
II. e Denition of Peoples
is chapter will explore the denition of peoples with a right to self-determination under international law through an
examination of legal and sociological literature as well as select case studies. e debate surrounding the denition of peoples
largely centres on ethnicity.3 is is problematic as ethnicity is both an abstract and uid construct. Historically, the League
of Nations, the United Nations and many States have favoured a denition based on ethnicity, as has academic commentary.
However, even the United Nations Charter (‘the UN Charter’), (which is a primary source of law for the principle) and
its preparatory work, provide little clarity on the matter. International case studies are also inconsistent, with some cases
appearing to favour a denition based on ethnicity, while others seem to reject it. Other denitions outside the context of
ethnicity exist but have not been widely accepted. is chapter will craft a working denition from the debate and analyse
the ramications for forced migrant and refugee and forced migrant communities.
A. What Is Ethnicity?
Ethnicity as a term in the legal literature has played a fundamental role in the debate on self-determination. Ethnicity is
generally used to describe minority groups that are culturally distinguishable from the majority. Prima facie, it is a temptingly
easy means of simplifying the debate. However, further examination reveals that a reliance on ethnicity to dene peoples is
fraught with tension and potential contradictions.
Ethnicity has often been confused with national identity in international legal discourse. Both ethnicity and national identity
are relative, formed in response to the presence of another group.4 As Eriksen states: ‘ethnicity occurs when cultural dierences
are made relevant through interaction. It thus concerns what is socially relevant, not which cultural dierences are “actually
there.”’5 erefore, ethnicity cannot be objective because it is self-dening. e dierence between ethnicity and national
identity lies in the political nature of nationalist movements. Smith demonstrates that nationalism may either work to
1 Convention Relating to the Status of Refugees (adopted 28 July 1951, entered into force 22 April 1954) 189 UNTS 137 (Refugee Convention) art 1A; Protocol
Relating to the Status of Refugees (adopted 31 January 1967, entered into force 4 October 1967) 606 UNTS 267, art 1.
2 G Goodwin Gill and J McAdam, e Refugee in International Law (OUP 2007) 1.
3 For example, see I Brownlie, ‘e Rights of Peoples in Modern International Law’ in J Crawford (ed), e Rights of Peoples (Oxford University Press 1988) 1, 5;
Cf T D Musgrave, Self-Determination and National Minorities (OUP 1997) 154-167.
4 T Hylland Eriksen, Small Places, Large Issues: An Introduction to Social and Cultural Anthropology (Pluto 2001) 266.
5 ibid 263.
37 Merkourios - International and European Migration Law - Vol. 28/75
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